Company Information

  

Address: 10 SOUTH WACKER DRIVE
SUITE 2500 
City: CHICAGO 
State: IL 
Zip Code: 60606 
Telephone: 847-734-2060 

Description of Business

Primary SIC Code:
(As filed with the SEC)  

We are an externally managed, closed-end, non-diversified management investment company and have elected to be treated as a BDC under the 1940 Act, which imposes certain investment restrictions on our portfolio. Our investment objective is to provide our stockholders with both current income and capital appreciation primarily through debt investments and, to a lesser extent, equity investments. Our investment strategy focuses primarily on investments in middle-market companies in the United States. We use the term "middle-market" to refer to companies that may exhibit one or more of the following characteristics: number of employees between 150 and 2,000; revenues between $15 million and $300 million; annual EBITDA between $3 million and $50 million; generally, private companies owned by private equity firms or owners/operators; and enterprise value between $10 million and $500 million.  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
12/20151.890.3406.07
09/20151.120.3409.14
09/20141.010.34011.95
06/20140.430.34030.23
03/20140.71NA17.62
12/20130.800.34016.04

Key Financial Ratios and Statistics

FYE: 12/31

Profitability 2017 Leverage 2017
Net Inc/Comm Equity0.04Total Liab/Total Assets0.47
Net Inc/Total Assets0.02Total Liab/Inv Cap0.47
Net Inc/Inv Cap0.02Total Liab/Comm Equity0.90
Pretax Inc/Net Sales0.29Interest Coverage Ratio2.36
Net Inc/Net Sales0.29Curr Debt/EquityNA
Cash Flow/Net Sales0.39LTD/Equity0.88
SG&A/NetSales0.43Total Debt/Equity0.88
Asset Utilization   Liquidity  
Net Receivables Turnover12.26Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&ENA  

Income Statement (Millions)

  3/31/2018 12/31/2017 9/30/2017 6/30/2017
Total Revenues(Net Sales) 7.37 6.71 7.62 6.64
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 3.55 2.89 3.22 2.32
Operating Income 3.82 3.82 4.40 4.32
Interest Exp 1.63 1.58 1.50 1.34
Pretax Income 3.49 4.15 1.18 -2.28
Other Income -0.32 0.33 -3.23 -6.60
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 3.49 4.15 1.18 -2.28

Balance Sheet (Millions)

Assets 3/31/2018 12/31/2017 9/30/2017 6/30/2017
Cash & Short Term Investments 31.93 72.95 53.87 46.92
Receivables - Total 2.92 2.73 1.78 1.25
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment NA NA NA NA
Total Assets 374.70 357.78 356.51 348.96
Liabilities        
Accounts Payable 3.83 4.49 3.55 3.87
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 188.27 164.82 164.23 153.03
Total Liabilities 192.25 169.44 167.85 156.96
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock 0.00 0.00 0.00 0.00
Common Stock 0.13 0.13 0.13 0.13
Retained Earnings 7.27 9.40 6.94 6.89
Treasury Stock NA NA NA NA
Total Stockholders' Equity 182.45 188.34 188.66 192.00
Total Liabilities and Stockholders' Equity 374.70 357.78 356.51 348.96

Cash Flow Summary (Millions)

Categories 3/31/2018 12/31/2017 9/30/2017 6/30/2017
Net Cash Provided by Operating Activities -54.83 23.16 0.47 -44.14
Net Cash Provided by Investing Activities NA NA NA NA
Net Cash Provided by Financing Activities 13.80 -4.07 6.48 46.98

Annual Summary Data (Millions)

Year Sales Net Income EPS
12/201313.697.680.80
12/201417.249.94--
12/201525.3018.231.89
12/201625.7913.83--
12/201727.617.91--
Growth Rates19.180.76--

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional06/30/18343,50026.23




Report Date : 7/16/2018

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