Company Information

  

Address: 10 SOUTH WACKER DRIVE
SUITE 2500 
City: CHICAGO 
State: IL 
Zip Code: 60606 
Telephone: 847-734-2060 

Description of Business

Primary SIC Code:
(As filed with the SEC)  

We are an externally managed, closed-end, non-diversified management investment company and have elected to be treated as a BDC under the Investment Company Act of 1940, as amended. Our investment objective is to provide our shareholders with both current income and capital appreciation primarily through debt investments and, to a lesser extent, equity investments. Our investment strategy focuses primarily on investments in middle-market companies in the United States. We use the term "middle-market" to refer to companies that may exhibit one or more of the following characteristics: number of employees between 150 and 2,000; revenues between $15 million and $300 million; annual earnings before interest, taxes, depreciation and amortization ("EBITDA"), between $3 million and $50 million; generally, private companies owned by private equity firms or owners/operators; and enterprise value between $10 million and $500 million.  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
12/20151.890.3406.07
09/20151.120.3409.14
09/20141.010.34011.95
06/20140.430.34030.23
03/20140.71NA17.62
12/20130.800.34016.04

Key Financial Ratios and Statistics

FYE: 12/31

Profitability 2016 Leverage 2016
Net Inc/Comm Equity0.10Total Liab/Total Assets0.53
Net Inc/Total Assets0.05Total Liab/Inv Cap0.53
Net Inc/Inv Cap0.05Total Liab/Comm Equity1.20
Pretax Inc/Net Sales0.54Interest Coverage Ratio3.61
Net Inc/Net Sales0.54Curr Debt/EquityNA
Cash Flow/Net Sales-0.44LTD/Equity1.09
SG&A/NetSales0.45Total Debt/Equity1.09
Asset Utilization   Liquidity  
Net Receivables Turnover20.16Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&ENA  

Income Statement (Millions)

  9/30/2017 6/30/2017 3/31/2017 12/31/2016
Total Revenues(Net Sales) 7.62 6.64 6.65 6.84
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 3.22 2.32 3.31 3.11
Operating Income 4.40 4.32 3.34 3.74
Interest Exp 1.50 1.34 1.39 1.37
Pretax Income 1.18 -2.28 4.87 4.82
Other Income -3.23 -6.60 1.53 1.09
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 1.18 -2.28 4.87 4.82

Balance Sheet (Millions)

Assets 9/30/2017 6/30/2017 3/31/2017 12/31/2016
Cash & Short Term Investments 53.87 46.92 44.09 17.66
Receivables - Total 1.78 1.25 1.06 1.77
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment NA NA NA NA
Total Assets 356.51 348.96 307.43 305.03
Liabilities        
Accounts Payable 3.55 3.87 4.03 4.63
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 164.23 153.03 154.94 156.34
Total Liabilities 167.85 156.96 162.04 161.25
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock 0.00 0.00 0.00 0.00
Common Stock 0.13 0.13 0.10 0.10
Retained Earnings 6.94 6.89 6.79 6.73
Treasury Stock NA NA NA NA
Total Stockholders' Equity 188.66 192.00 145.39 143.78
Total Liabilities and Stockholders' Equity 356.51 348.96 307.43 305.03

Cash Flow Summary (Millions)

Categories 9/30/2017 6/30/2017 3/31/2017 12/31/2016
Net Cash Provided by Operating Activities 0.47 -44.14 31.20 -16.40
Net Cash Provided by Investing Activities NA NA NA 0.00
Net Cash Provided by Financing Activities 6.48 46.98 -4.77 6.07

Annual Summary Data (Millions)

Year Sales Net Income EPS
12/20129.276.22--
12/201313.697.680.80
12/201417.249.94--
12/201525.3018.231.89
12/201625.7913.83--
Growth Rates29.1622.13--

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional09/30/17413,79128.44




Report Date : 12/11/2017

Powered By Edgar Online © 2017EDGAR®Online, a division of Donnelley Financial Solutions. EDGAR® is a federally registered trademark of the U.S. Securities and Exchange Commission. EDGAR Online is not affiliated with or approved by the U.S. Securities and Exchange Commission.