Company Information

  

Address: 410 PARK AVENUE
14TH FLOOR 
City: NEW YORK 
State: NY 
Zip Code: 10022 
Telephone: 212-417-8000 

Description of Business

Primary SIC Code: 6200
(As filed with the SEC)  

National Holdings Corporation ("National," "we," "us," "our," or the "Company"), a Delaware corporation organized in 1996, operates through its wholly-owned subsidiaries which principally provide financial services. Through our broker-dealer and investment advisory subsidiaries, we (1) offer full service retail brokerage to individual, corporate and institutional clients, (2) provide investment banking, merger and acquisition and advisory services to micro, small and mid-cap high growth companies, (3) engage in trading securities, including making markets in micro and small-cap NASDAQ and other exchange listed stocks and (4) provide liquidity in the United States Treasury marketplace. Our broker-dealer subsidiaries consist of National Securities Corporation, a Washington corporation ("National Securities" or "NSC"), and vFinance Investments, Inc., a Florida corporation ("vFinance Investments") (collectively, the "Broker-Dealer Subsidiaries").  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
12/2017-0.05NAN/E
09/20171.00NA2.59
06/20170.29NA9.59
03/20170.28NA10.11
12/20160.00NAN/E
09/2016-0.45NAN/E
06/2016-0.06NAN/E
03/2016-0.04NAN/E

Key Financial Ratios and Statistics

FYE: 09/30

Profitability 2017 Leverage 2017
Net Inc/Comm Equity0.19Total Liab/Total Assets0.40
Net Inc/Total Assets0.19Total Liab/Inv Cap0.40
Net Inc/Inv Cap0.19Total Liab/Comm Equity0.38
Pretax Inc/Net Sales0.09Interest Coverage Ratio1185.21
Net Inc/Net Sales0.07Curr Debt/EquityNA
Cash Flow/Net Sales0.02LTD/EquityNA
SG&A/NetSales0.94Total Debt/EquityNA
Asset Utilization   Liquidity  
Net Receivables Turnover20.10Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&E79.21  

Income Statement (Millions)

  12/31/2017 9/30/2017 6/30/2017 3/31/2017
Total Revenues(Net Sales) 50.08 45.37 48.04 51.88
Cost of Goods Sold 0.64 0.50 0.39 0.43
Selling & Admin Exps 49.24 42.46 46.79 47.46
Operating Income -0.18 2.05 0.58 3.70
Interest Exp 0.00 0.00 0.01 0.00
Pretax Income -5.77 5.29 -0.06 5.61
Other Income -5.59 3.25 -0.64 1.91
Net Income Bef Extraordinary ... NA NA NA NA
Net Income -8.04 3.62 -0.03 3.88

Balance Sheet (Millions)

Assets 12/31/2017 9/30/2017 6/30/2017 3/31/2017
Cash & Short Term Investments 25.70 24.89 29.59 24.70
Receivables - Total 9.14 9.07 8.57 9.97
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment 2.27 2.40 2.19 1.33
Total Assets 64.49 64.40 64.62 63.00
Liabilities        
Accounts Payable 19.49 19.08 19.76 18.89
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt NA NA NA NA
Total Liabilities 33.38 25.51 29.64 28.13
Stockholder's Equity        
Minority Interest 0.02 0.02 0.02 0.02
Preferred Stock 0.00 0.00 0.00 0.00
Common Stock 0.25 0.25 0.25 0.25
Retained Earnings -36.36 -28.32 -31.93 -31.91
Treasury Stock NA NA NA NA
Total Stockholders' Equity 31.11 38.89 34.98 34.88
Total Liabilities and Stockholders' Equity 64.49 64.40 64.62 63.00

Cash Flow Summary (Millions)

Categories 12/31/2017 9/30/2017 6/30/2017 3/31/2017
Net Cash Provided by Operating Activities 0.95 -3.92 4.17 2.33
Net Cash Provided by Investing Activities -0.14 -0.77 -0.31 -0.16
Net Cash Provided by Financing Activities NA 0.00 0.00 0.00

Annual Summary Data (Millions)

Year Sales Net Income EPS
09/2013127.341.57--
09/2014184.2618.64--
09/2015163.030.280.02
09/2016174.02-5.56-0.45
09/2017189.8612.531.00
Growth Rates10.50----

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional03/31/18121,40911.34




Report Date : 4/16/2018

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