Company Information

  

Address: 4400 BISCAYNE BLVD.
12TH FLOOR 
City: MIAMI 
State: FL 
Zip Code: 33137 
Telephone: 305-572-4100 

Description of Business

Primary SIC Code: 6211
(As filed with the SEC)  

This business description should be read in conjunction with our audited consolidated financial statements and accompanying notes thereto appearing elsewhere in this annual report, which are incorporated herein by this reference. General We are a diversified financial services company engaged in independent advisory and brokerage services, asset management services, investment research, investment banking, institutional sales and trading, wholesale life insurance and annuity brokerage and trust services through our principal subsidiaries, Securities America ("Securities America"), Triad Advisors ("Triad"), Securities Service Network ("SSN"), Investacorp ("Investacorp"), KMS Financial Services ("KMS"), Ladenburg Thalmann & Co. ("Ladenburg"), Ladenburg Thalmann Asset Management ("LTAM"), Premier Trust ("Premier Trust"), Highland Capital Brokerage ("Highland") and Ladenburg Thalmann Annuity Insurance Services ("LTAIS").  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
03/2018-0.090.010N/E
12/2017-0.130.010N/E
09/2017-0.160.010N/E
06/2017-0.21NAN/E
03/2017-0.32NAN/E
12/2016-0.29NAN/E
09/2016-0.30NAN/E
06/2016-0.27NAN/E

Key Financial Ratios and Statistics

FYE: 12/31

Profitability 2017 Leverage 2017
Net Inc/Comm Equity0.01Total Liab/Total Assets0.41
Net Inc/Total Assets0.01Total Liab/Inv Cap0.41
Net Inc/Inv Cap0.01Total Liab/Comm Equity0.50
Pretax Inc/Net Sales0.00Interest Coverage Ratio1.44
Net Inc/Net Sales0.01Curr Debt/EquityNA
Cash Flow/Net Sales0.01LTD/Equity0.26
SG&A/NetSales0.97Total Debt/Equity0.26
Asset Utilization   Liquidity  
Net Receivables Turnover8.77Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&E53.57  

Income Statement (Millions)

  3/31/2018 12/31/2017 9/30/2017 6/30/2017
Total Revenues(Net Sales) 327.52 342.91 321.71 311.02
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 310.81 330.50 308.08 300.71
Operating Income 7.70 -0.08 4.66 1.25
Interest Exp 1.87 1.11 0.60 0.52
Pretax Income 7.64 -0.15 4.66 1.19
Other Income -0.06 -0.07 -0.00 -0.06
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 5.46 6.64 3.40 1.33

Balance Sheet (Millions)

Assets 3/31/2018 12/31/2017 9/30/2017 6/30/2017
Cash & Short Term Investments 146.18 172.86 101.50 89.61
Receivables - Total 186.78 158.85 141.42 141.81
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment 23.89 23.62 22.82 22.12
Total Assets 684.16 632.03 552.62 538.29
Liabilities        
Accounts Payable 167.70 141.74 134.76 121.75
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 99.00 96.85 28.18 30.57
Total Liabilities 293.93 261.65 193.81 181.19
Stockholder's Equity        
Minority Interest 0.02 0.01 0.02 0.02
Preferred Stock 0.00 0.00 0.00 0.00
Common Stock 0.02 0.02 0.02 0.02
Retained Earnings -120.21 -149.78 -156.42 -159.82
Treasury Stock NA NA NA NA
Total Stockholders' Equity 390.23 370.38 358.81 357.10
Total Liabilities and Stockholders' Equity 684.16 632.03 552.62 538.29

Cash Flow Summary (Millions)

Categories 3/31/2018 12/31/2017 9/30/2017 6/30/2017
Net Cash Provided by Operating Activities -15.16 -0.23 20.16 7.12
Net Cash Provided by Investing Activities -2.24 -2.64 -2.73 -2.06
Net Cash Provided by Financing Activities -9.28 74.23 -5.54 8.16

Annual Summary Data (Millions)

Year Sales Net Income EPS
12/2013777.68-0.45-0.04
12/2014914.2633.430.08
12/20151,146.95-11.15-0.21
12/20161,102.69-22.27-0.29
12/20171,265.447.70-0.13
Growth Rates12.94----

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional03/31/1811029,04614.49




Report Date : 6/18/2018

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