Company Information

  

Address: 4400 BISCAYNE BLVD.
12TH FLOOR 
City: MIAMI 
State: FL 
Zip Code: 33137 
Telephone: 305-572-4100 

Description of Business

Primary SIC Code: 6211
(As filed with the SEC)  

This business description should be read in conjunction with our audited consolidated financial statements and accompanying notes thereto appearing elsewhere in this annual report, which are incorporated herein by this reference. General We are a diversified financial services company engaged in independent brokerage and advisory services, investment banking, investment research, institutional sales and trading, asset management services, wholesale life insurance brokerage and trust services through our principal subsidiaries, Securities America, Inc. (collectively with related companies, "Securities America"), Triad Advisors, Inc. ("Triad"), Securities Service Network, Inc. ("SSN"), Investacorp, Inc. (collectively with related companies, "Investacorp"), KMS Financial Services, Inc. ("KMS"), Ladenburg Thalmann & Co. Inc. ("Ladenburg"), Ladenburg Thalmann Asset Management Inc. ("LTAM"), Highland Capital Brokerage, Inc. ("Highland"), and Premier Trust, Inc.  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
09/2017-0.160.010N/E
06/2017-0.21NAN/E
03/2017-0.32NAN/E
12/2016-0.29NAN/E
09/2016-0.30NAN/E
06/2016-0.27NAN/E
03/2016-0.19NAN/E
12/2015-0.21NAN/E

Key Financial Ratios and Statistics

FYE: 12/31

Profitability 2016 Leverage 2016
Net Inc/Comm Equity-0.04Total Liab/Total Assets0.34
Net Inc/Total Assets-0.04Total Liab/Inv Cap0.34
Net Inc/Inv Cap-0.04Total Liab/Comm Equity0.35
Pretax Inc/Net Sales-0.01Interest Coverage Ratio-1.88
Net Inc/Net Sales-0.02Curr Debt/EquityNA
Cash Flow/Net Sales0.01LTD/Equity0.07
SG&A/NetSales0.98Total Debt/Equity0.07
Asset Utilization   Liquidity  
Net Receivables Turnover8.76Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&E51.88  

Income Statement (Millions)

  9/30/2017 6/30/2017 3/31/2017 12/31/2016
Total Revenues(Net Sales) 321.71 311.02 289.81 296.31
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 308.08 300.71 285.29 285.04
Operating Income 4.66 1.25 -4.67 2.62
Interest Exp 0.60 0.52 0.48 0.75
Pretax Income 4.66 1.19 -4.52 2.59
Other Income -0.00 -0.06 0.15 -0.04
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 3.40 1.33 -3.67 0.63

Balance Sheet (Millions)

Assets 9/30/2017 6/30/2017 3/31/2017 12/31/2016
Cash & Short Term Investments 101.50 89.61 76.65 99.94
Receivables - Total 141.42 141.81 134.96 129.59
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment 22.82 22.12 21.70 21.25
Total Assets 552.62 538.29 524.05 546.00
Liabilities        
Accounts Payable 134.76 121.75 118.72 127.81
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 28.18 30.57 24.56 26.42
Total Liabilities 193.81 181.19 171.91 183.53
Stockholder's Equity        
Minority Interest 0.02 0.02 0.02 0.03
Preferred Stock 0.00 0.00 0.00 0.00
Common Stock 0.02 0.02 0.02 0.02
Retained Earnings -156.42 -159.82 -161.15 -157.43
Treasury Stock NA NA NA NA
Total Stockholders' Equity 358.81 357.10 352.14 362.47
Total Liabilities and Stockholders' Equity 552.62 538.29 524.05 546.00

Cash Flow Summary (Millions)

Categories 9/30/2017 6/30/2017 3/31/2017 12/31/2016
Net Cash Provided by Operating Activities 20.16 7.12 -10.82 8.65
Net Cash Provided by Investing Activities -2.73 -2.06 -2.39 -5.04
Net Cash Provided by Financing Activities -5.54 8.16 -10.07 -10.67

Annual Summary Data (Millions)

Year Sales Net Income EPS
12/2012625.57-16.35-0.09
12/2013777.68-0.45-0.04
12/2014914.2633.430.08
12/20151,146.95-11.15-0.21
12/20161,102.69-22.27-0.29
Growth Rates15.22----

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional09/30/179125,81813.01




Report Date : 12/4/2017

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