Company Information

  

Address: 295 MADISON AVENUE
6TH FLOOR 
City: NEW YORK 
State: NY 
Zip Code: 10017 
Telephone: 212-455-8300 

Description of Business

Primary SIC Code:
(As filed with the SEC)  

We are an internally managed, non-diversified closed-end investment company that is regulated as business development company, ("BDC"), under the Investment Company Act of 1940, as amended (the "1940 Act"). We have three principal areas of investments: First, the Company originates, structures, and invests in senior secured term loans and mezzanine debt primarily in privately-held middle market companies (the "Debt Securities Portfolio"). In addition, from time to time the Company may invest in the equity securities of privately held middle market companies. Second, the Company has invested in our wholly owned asset management companies including Katonah Debt Advisors ("Katonah Debt Advisors") and Trimaran Advisors L.L.C. ("Trimaran Advisors"), which manage collateralized loan obligation funds ("CLO Funds"). Third, the Company invests in debt and subordinated securities issued by CLOs ("CLO Fund Securities").  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
There's no share overview data.

Key Financial Ratios and Statistics

FYE: 12/31

Profitability 2017 Leverage 2017
Net Inc/Comm Equity0.01Total Liab/Total Assets0.43
Net Inc/Total Assets0.01Total Liab/Inv Cap0.43
Net Inc/Inv Cap0.01Total Liab/Comm Equity0.42
Pretax Inc/Net Sales0.16Interest Coverage Ratio1.44
Net Inc/Net Sales0.16Curr Debt/EquityNA
Cash Flow/Net Sales4.33LTD/Equity0.56
SG&A/NetSales0.45Total Debt/Equity0.56
Asset Utilization   Liquidity  
Net Receivables Turnover4.17Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&ENA  

Income Statement (Millions)

  3/31/2018 12/31/2017 9/30/2017 6/30/2017
Total Revenues(Net Sales) 4.96 4.71 4.88 5.42
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 2.42 1.95 2.27 2.73
Operating Income 2.46 2.66 2.53 2.61
Interest Exp 1.86 1.87 1.37 2.24
Pretax Income 2.61 1.15 -0.67 2.52
Other Income 0.15 -1.51 -3.20 -0.09
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 2.61 1.15 -0.67 2.52

Balance Sheet (Millions)

Assets 3/31/2018 12/31/2017 9/30/2017 6/30/2017
Cash & Short Term Investments 14.99 79.33 58.96 24.33
Receivables - Total 4.13 5.29 4.08 1.77
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment NA NA NA NA
Total Assets 291.43 319.81 322.81 363.90
Liabilities        
Accounts Payable 1.25 2.38 1.73 145.67
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 100.23 101.41 101.34 26.65
Total Liabilities 110.43 138.00 138.02 174.28
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock NA NA NA NA
Common Stock 0.37 0.37 0.37 0.37
Retained Earnings -11.24 -9.99 -19.59 -17.67
Treasury Stock NA NA NA NA
Total Stockholders' Equity 181.00 181.80 184.79 189.61
Total Liabilities and Stockholders' Equity 291.43 319.81 322.81 363.90

Cash Flow Summary (Millions)

Categories 3/31/2018 12/31/2017 9/30/2017 6/30/2017
Net Cash Provided by Operating Activities 8.24 4.48 72.04 4.99
Net Cash Provided by Investing Activities NA NA NA NA
Net Cash Provided by Financing Activities -5.19 -4.38 -77.13 -11.13

Annual Summary Data (Millions)

Year Sales Net Income EPS
12/201329.0717.22--
12/201429.6715.03--
12/201533.80-18.63--
12/201627.09-1.04--
12/201720.603.39--
Growth Rates-8.25----

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional06/30/18100.00




Report Date : 7/16/2018

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