Company Information

  

Address: 295 MADISON AVENUE
6TH FLOOR 
City: NEW YORK 
State: NY 
Zip Code: 10017 
Telephone: 212-455-8300 

Description of Business

Primary SIC Code:
(As filed with the SEC)  

We are an internally managed, non-diversified closed-end investment company that is regulated as a Business Development Company, or "BDC", under the Investment Company Act of 1940 (the "1940 Act"). We have three principal areas of investments: First, the Company originates, structures, and invests in senior secured term loans and mezzanine debt primarily in privately-held middle market companies (the "Debt Securities Portfolio"). In addition, from time to time the Company may invest in the equity securities of privately held middle market companies. Second, the Company has invested in asset management companies (Katonah Debt Advisors, L.L.C. and Trimaran Advisors L.L.C., collectively the "Asset Manager Affiliates") that manage collateralized loan obligation funds ("CLO Funds"). Third, the Company invests in debt and subordinated securities issued by CLOs ("CLO Fund Securities").  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
There's no share overview data.

Key Financial Ratios and Statistics

FYE: 12/31

Profitability 2016 Leverage 2016
Net Inc/Comm Equity0.00Total Liab/Total Assets0.49
Net Inc/Total Assets0.00Total Liab/Inv Cap0.49
Net Inc/Inv Cap0.00Total Liab/Comm Equity0.53
Pretax Inc/Net Sales-0.04Interest Coverage Ratio0.89
Net Inc/Net Sales-0.04Curr Debt/EquityNA
Cash Flow/Net Sales1.90LTD/Equity0.17
SG&A/NetSales0.30Total Debt/Equity0.17
Asset Utilization   Liquidity  
Net Receivables Turnover6.35Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&ENA  

Income Statement (Millions)

  9/30/2017 6/30/2017 3/31/2017 12/31/2016
Total Revenues(Net Sales) 4.88 5.42 5.59 5.94
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 2.27 2.73 2.28 1.75
Operating Income 2.53 2.61 3.22 4.09
Interest Exp 1.37 2.24 2.18 2.15
Pretax Income -0.67 2.52 0.39 0.08
Other Income -3.20 -0.09 -2.83 -4.02
Net Income Bef Extraordinary ... NA NA NA NA
Net Income -0.67 2.52 0.39 0.08

Balance Sheet (Millions)

Assets 9/30/2017 6/30/2017 3/31/2017 12/31/2016
Cash & Short Term Investments 58.96 24.33 35.84 38.53
Receivables - Total 4.08 1.77 1.52 4.60
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment NA NA NA NA
Total Assets 322.81 363.90 370.27 381.37
Liabilities        
Accounts Payable 1.73 145.67 144.81 145.58
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 101.34 26.65 33.03 32.98
Total Liabilities 138.02 174.28 178.84 186.45
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock NA NA NA NA
Common Stock 0.37 0.37 0.37 0.37
Retained Earnings -19.59 -17.67 -15.84 -14.63
Treasury Stock NA NA NA NA
Total Stockholders' Equity 184.79 189.61 191.43 194.92
Total Liabilities and Stockholders' Equity 322.81 363.90 370.27 381.37

Cash Flow Summary (Millions)

Categories 9/30/2017 6/30/2017 3/31/2017 12/31/2016
Net Cash Provided by Operating Activities 72.04 4.99 7.60 3.03
Net Cash Provided by Investing Activities NA NA NA NA
Net Cash Provided by Financing Activities -77.13 -11.13 -4.27 -3.53

Annual Summary Data (Millions)

Year Sales Net Income EPS
12/201224.3726.13--
12/201329.0717.22--
12/201429.6715.03--
12/201533.80-18.63--
12/201627.09-1.04--
Growth Rates2.68----

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional09/30/17190.65




Report Date : 12/11/2017

Powered By Edgar Online © 2017EDGAR®Online, a division of Donnelley Financial Solutions. EDGAR® is a federally registered trademark of the U.S. Securities and Exchange Commission. EDGAR Online is not affiliated with or approved by the U.S. Securities and Exchange Commission.