Company Information

  

Address: 11 TIMES SQUARE, 32ND FLOOR  
City: NEW YORK 
State: NY 
Zip Code: 10036 
Telephone: 646-521-4340 

Description of Business

Primary SIC Code: 6035
(As filed with the SEC)  

We are a financial services company that provides online brokerage and related products and services primarily to individual retail investors. Founded on the principle of innovation, we aim to enhance the financial independence of traders and investors through a powerful digital experience that includes tools and educational material, supported by professional guidance, to help individual investors and traders meet their near- and long-term investing goals. We provide these services to customers through our digital platforms and network of industry-licensed customer service representatives and Financial Consultants, over the phone and by email at two national branches and in-person at 30 regional branches across the United States. We operate federally chartered savings banks with the primary purpose of maximizing the value of deposits generated through our brokerage business.  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
06/20172.14NA17.77
03/20172.15NA16.23
12/20161.98NA17.50
09/20161.82NA16.00
06/20160.79NA29.73
03/20161.32NA18.55
12/20150.91NA32.57
09/20150.75NA35.11

Key Financial Ratios and Statistics

FYE: 12/31

Profitability 2016 Leverage 2016
Net Inc/Comm Equity0.08Total Liab/Total Assets0.87
Net Inc/Total Assets0.01Total Liab/Inv Cap0.88
Net Inc/Inv Cap0.01Total Liab/Comm Equity6.17
Pretax Inc/Net Sales0.40Interest Coverage Ratio10.86
Net Inc/Net Sales0.26Curr Debt/Equity0.07
Cash Flow/Net Sales0.78LTD/EquityNA
SG&A/NetSales0.52Total Debt/Equity0.07
Asset Utilization   Liquidity  
Net Receivables Turnover0.18Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&E8.74  

Income Statement (Millions)

  6/30/2017 3/31/2017 12/31/2016 9/30/2016
Total Revenues(Net Sales) 676.00 567.00 527.00 548.00
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 318.00 301.00 281.00 267.00
Operating Income 317.00 225.00 205.00 225.00
Interest Exp 22.00 22.00 22.00 22.00
Pretax Income 317.00 225.00 205.00 225.00
Other Income NA NA 0.00 NA
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 193.00 145.00 127.00 139.00

Balance Sheet (Millions)

Assets 6/30/2017 3/31/2017 12/31/2016 9/30/2016
Cash & Short Term Investments 1,980.00 2,874.00 3,410.00 3,626.00
Receivables - Total 12,065.00 11,604.00 11,338.00 11,502.00
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment 245.00 239.00 239.00 231.00
Total Assets 58,753.00 55,879.00 48,999.00 49,199.00
Liabilities        
Accounts Payable 19,441.00 21,122.00 19,289.00 18,869.00
Debt in Current Liabilities 1,009.00 409.00 409.00 409.00
Total Current Liabilities NA NA NA NA
Long-Term Debt NA NA NA NA
Total Liabilities 52,070.00 49,435.00 42,727.00 42,883.00
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock 394.00 394.00 394.00 394.00
Common Stock 3.00 3.00 3.00 3.00
Retained Earnings -581.00 -774.00 -909.00 -1,036.00
Treasury Stock NA NA NA NA
Total Stockholders' Equity 6,683.00 6,444.00 6,272.00 6,316.00
Total Liabilities and Stockholders' Equity 58,753.00 55,879.00 48,999.00 49,199.00

Cash Flow Summary (Millions)

Categories 6/30/2017 3/31/2017 12/31/2016 9/30/2016
Net Cash Provided by Operating Activities -193.00 365.00 897.00 388.00
Net Cash Provided by Investing Activities -3,002.00 -6,990.00 -399.00 -453.00
Net Cash Provided by Financing Activities 3,288.00 5,673.00 -15.00 -861.00

Annual Summary Data (Millions)

Year Sales Net Income EPS
12/20121,365.00-113.00-0.39
12/20131,466.0086.000.29
12/20141,668.00293.001.00
12/20151,410.00268.000.91
12/20162,090.00552.001.98
Growth Rates11.24----

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional09/30/17477258,47994.09




Report Date : 10/9/2017

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