Company Information

  

Address: 5400 LYNDON B. JOHNSON FREEWAY
SUITE 1300 
City: DALLAS 
State: TX 
Zip Code: 75240 
Telephone: 214-238-5700 

Description of Business

Primary SIC Code: 2200
(As filed with the SEC)  

Capital Southwest Corporation ("CSWC") is an investment company that specializes in providing customized financing to middle market companies in a broad range of industry segments located primarily in the United States. Our common stock currently trades on The Nasdaq Global Select Market under the ticker symbol "CSWC." CSWC was organized as a Texas corporation on April 19, 1961. Until September 1969, we operated as a small business investment company ("SBIC") licensed under the Small Business Investment Act of 1958. At that time, CSWC transferred to our wholly-owned subsidiary, Capital Southwest Venture Corporation ("CSVC"), certain assets including our license as a "SBIC". CSVC was a closed-end, non-diversified investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"). Effective June 14, 2016, CSVC was dissolved and its SBIC license was surrendered. All assets held in CSVC were transferred to CSWC upon dissolution.  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
06/20131.180.03710.73
03/20132.580.2534.11

Key Financial Ratios and Statistics

FYE: 03/31

Profitability 2017 Leverage 2017
Net Inc/Comm Equity0.10Total Liab/Total Assets0.12
Net Inc/Total Assets0.07Total Liab/Inv Cap0.12
Net Inc/Inv Cap0.07Total Liab/Comm Equity0.17
Pretax Inc/Net Sales1.12Interest Coverage Ratio26.53
Net Inc/Net Sales1.04Curr Debt/EquityNA
Cash Flow/Net Sales-3.98LTD/Equity0.09
SG&A/NetSales0.57Total Debt/Equity0.09
Asset Utilization   Liquidity  
Net Receivables Turnover4.20Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&ENA  

Income Statement (Millions)

  6/30/2017 3/31/2017 12/31/2016 9/30/2016
Total Revenues(Net Sales) 6.99 7.18 6.52 4.62
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 3.41 3.62 3.11 2.85
Operating Income 3.58 3.56 3.41 1.78
Interest Exp 0.74 0.54 0.34 0.10
Pretax Income 5.59 6.26 8.42 7.33
Other Income 2.01 2.70 5.01 5.55
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 5.44 5.97 7.88 6.92

Balance Sheet (Millions)

Assets 6/30/2017 3/31/2017 12/31/2016 9/30/2016
Cash & Short Term Investments 12.36 22.39 32.67 57.84
Receivables - Total 4.37 4.31 4.64 4.30
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment NA NA NA NA
Total Assets 331.19 325.75 312.33 307.28
Liabilities        
Accounts Payable 5.50 9.36 2.72 2.38
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 25.00 25.00 15.00 NA
Total Liabilities 43.76 40.68 26.89 28.35
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock NA NA NA NA
Common Stock 4.59 4.59 4.58 4.52
Retained Earnings -1.38 -1.46 1.81 -1.23
Treasury Stock -23.94 -23.94 -23.94 -23.94
Total Stockholders' Equity 287.43 285.07 285.44 278.93
Total Liabilities and Stockholders' Equity 331.19 325.75 312.33 307.28

Cash Flow Summary (Millions)

Categories 6/30/2017 3/31/2017 12/31/2016 9/30/2016
Net Cash Provided by Operating Activities -2.84 -17.24 -38.98 -36.30
Net Cash Provided by Investing Activities NA NA NA NA
Net Cash Provided by Financing Activities -7.19 6.95 13.81 -2.81

Annual Summary Data (Millions)

Year Sales Net Income EPS
03/201310.84107.832.58
03/201412.61112.01--
03/20159.9553.44--
03/20169.16-5.40--
03/201722.4823.47--
Growth Rates20.02----

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional09/30/17529,93062.04




Report Date : 10/16/2017

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