Company Information

  

Address: 200 SOUTH 108TH AVENUE  
City: OMAHA 
State: NE 
Zip Code: 68154 
Telephone: 402-331-7856 

Description of Business

Primary SIC Code: 6211
(As filed with the SEC)  

The Company was established in 1971 as a local investment banking firm and began operations as a retail discount securities brokerage firm in 1975. The parent company is a Delaware corporation. Operations We are a leading provider of securities brokerage services and related technology-based financial services to retail investors, traders and independent registered investment advisors ("RIAs"). We provide our services predominantly through the Internet, a national branch network and relationships with RIAs. We believe that our services appeal to a broad market of independent, value-conscious retail investors, traders and investment advisors. We use our platform to offer brokerage services to retail investors and investment advisors under a simple, low-cost commission structure. We have been an innovator in electronic brokerage services since entering the retail securities brokerage business in 1975.  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
06/20171.610.18026.70
03/20171.610.18024.14
12/20161.610.18027.08
09/20161.580.18022.30
06/20161.630.17017.47
03/20161.540.17020.47
12/20151.500.17023.14
09/20151.490.17021.37

Key Financial Ratios and Statistics

FYE: 09/30

Profitability 2016 Leverage 2016
Net Inc/Comm Equity-1.89Total Liab/Total Assets0.82
Net Inc/Total Assets0.03Total Liab/Inv Cap0.82
Net Inc/Inv Cap0.03Total Liab/Comm Equity-53.41
Pretax Inc/Net Sales0.39Interest Coverage Ratio24.87
Net Inc/Net Sales0.26Curr Debt/EquityNA
Cash Flow/Net Sales0.45LTD/Equity0.36
SG&A/NetSales0.56Total Debt/Equity0.36
Asset Utilization   Liquidity  
Net Receivables Turnover0.24Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&E6.22  

Income Statement (Millions)

  6/30/2017 3/31/2017 12/31/2016 9/30/2016
Total Revenues(Net Sales) 911.00 889.00 845.00 816.00
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 493.00 501.00 463.00 501.00
Operating Income 374.00 344.00 339.00 270.00
Interest Exp 20.00 14.00 14.00 14.00
Pretax Income 373.00 344.00 339.00 270.00
Other Income NA NA NA 0.00
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 231.00 214.00 216.00 185.00

Balance Sheet (Millions)

Assets 6/30/2017 3/31/2017 12/31/2016 9/30/2016
Cash & Short Term Investments 10,208.00 10,958.00 10,925.00 10,584.00
Receivables - Total 15,020.00 13,393.00 13,277.00 13,397.00
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment 592.00 555.00 531.00 526.00
Total Assets 30,110.00 29,165.00 28,834.00 28,818.00
Liabilities        
Accounts Payable 40,749.00 41,044.00 40,644.00 40,724.00
Debt in Current Liabilities NA NA NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 2,561.00 1,765.00 1,769.00 1,817.00
Total Liabilities 24,650.00 23,840.00 23,635.00 23,767.00
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock 0.00 0.00 0.00 0.00
Common Stock 6.00 6.00 6.00 6.00
Retained Earnings 5,895.00 5,759.00 5,640.00 5,518.00
Treasury Stock -2,116.00 -2,111.00 -2,110.00 -2,121.00
Total Stockholders' Equity 5,460.00 5,325.00 5,199.00 5,051.00
Total Liabilities and Stockholders' Equity 30,110.00 29,165.00 28,834.00 28,818.00

Cash Flow Summary (Millions)

Categories 6/30/2017 3/31/2017 12/31/2016 9/30/2016
Net Cash Provided by Operating Activities 26.00 716.00 -90.00 436.00
Net Cash Provided by Investing Activities -62.00 -50.00 -29.00 -384.00
Net Cash Provided by Financing Activities 685.00 -97.00 -74.00 -114.00

Annual Summary Data (Millions)

Year Sales Net Income EPS
09/20122,613.00586.001.06
09/20132,739.00675.001.22
09/20143,098.00787.001.42
09/20153,204.00813.001.49
09/20163,274.00842.001.58
Growth Rates5.809.4810.49

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional09/30/17329517,30097.95




Report Date : 10/16/2017

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