Company Information

  

Address: 200 SOUTH 108TH AVENUE  
City: OMAHA 
State: NE 
Zip Code: 68154 
Telephone: 402-331-7856 

Description of Business

Primary SIC Code: 6211
(As filed with the SEC)  

The Company was established in 1971 as a local investment banking firm and began operations as a retail discount securities brokerage firm in 1975. The parent company is a Delaware corporation. Operations We are a leading provider of securities brokerage services and related technology-based financial services to retail investors, traders and independent registered investment advisors ("RIAs"). We provide our services predominantly through the Internet, a national branch network and relationships with RIAs. We believe that our services appeal to a broad market of independent, value-conscious retail investors, traders and RIAs. We use our platform to offer brokerage services to retail investors under a simple, low-cost commission structure and brokerage custodial services to RIAs. We have been an innovator in electronic brokerage services since entering the retail securities brokerage business in 1975.  ... More ...  

Per Share Overview

Date 12-mos Rolling EPS Dividend P/E Ratio
12/20171.760.21029.05
09/20171.640.21029.76
06/20171.610.18026.70
03/20171.610.18024.14
12/20161.610.18027.08
09/20161.580.18022.30
06/20161.630.17017.47
03/20161.540.17020.47

Key Financial Ratios and Statistics

FYE: 09/30

Profitability 2017 Leverage 2017
Net Inc/Comm Equity0.69Total Liab/Total Assets0.81
Net Inc/Total Assets0.02Total Liab/Inv Cap0.81
Net Inc/Inv Cap0.02Total Liab/Comm Equity24.90
Pretax Inc/Net Sales0.39Interest Coverage Ratio20.63
Net Inc/Net Sales0.24Curr Debt/Equity0.01
Cash Flow/Net Sales0.19LTD/Equity0.35
SG&A/NetSales0.56Total Debt/Equity0.37
Asset Utilization   Liquidity  
Net Receivables Turnover0.22Quick RatioNA
Inventory TurnoverNACurrent RatioNA
Inventory Day SalesNANet Rec/Curr AssetsNA
Net Sales/Work CapNAInv/Curr AssetsNA
Net Sales/PP&E4.79  

Income Statement (Millions)

  12/31/2017 9/30/2017 6/30/2017 3/31/2017
Total Revenues(Net Sales) 1,237.00 960.00 911.00 889.00
Cost of Goods Sold NA NA NA NA
Selling & Admin Exps 849.00 572.00 493.00 501.00
Operating Income 316.00 338.00 374.00 344.00
Interest Exp 20.00 23.00 20.00 14.00
Pretax Income 303.00 338.00 373.00 344.00
Other Income -13.00 0.00 NA NA
Net Income Bef Extraordinary ... NA NA NA NA
Net Income 297.00 211.00 231.00 214.00

Balance Sheet (Millions)

Assets 12/31/2017 9/30/2017 6/30/2017 3/31/2017
Cash & Short Term Investments 11,780.00 11,918.00 10,208.00 10,958.00
Receivables - Total 20,287.00 18,796.00 15,020.00 13,393.00
Inventories - Total NA NA NA NA
Total Current Assets NA NA NA NA
Net Property, Plant & Equipment 780.00 752.00 592.00 555.00
Total Assets 39,412.00 38,627.00 30,110.00 29,165.00
Liabilities        
Accounts Payable 54,405.00 53,642.00 40,749.00 41,044.00
Debt in Current Liabilities 97.00 97.00 NA NA
Total Current Liabilities NA NA NA NA
Long-Term Debt 2,581.00 2,555.00 2,561.00 1,765.00
Total Liabilities 31,979.00 31,380.00 24,650.00 23,840.00
Stockholder's Equity        
Minority Interest NA NA NA NA
Preferred Stock 0.00 0.00 0.00 0.00
Common Stock 7.00 7.00 6.00 6.00
Retained Earnings 6,189.00 6,011.00 5,895.00 5,759.00
Treasury Stock -2,119.00 -2,116.00 -2,116.00 -2,111.00
Total Stockholders' Equity 7,433.00 7,247.00 5,460.00 5,325.00
Total Liabilities and Stockholders' Equity 39,412.00 38,627.00 30,110.00 29,165.00

Cash Flow Summary (Millions)

Categories 12/31/2017 9/30/2017 6/30/2017 3/31/2017
Net Cash Provided by Operating Activities -386.00 35.00 26.00 707.00
Net Cash Provided by Investing Activities 633.00 -1,406.00 -62.00 -50.00
Net Cash Provided by Financing Activities -75.00 -37.00 685.00 -88.00

Annual Summary Data (Millions)

Year Sales Net Income EPS
09/20132,739.00675.001.22
09/20143,098.00787.001.42
09/20153,204.00813.001.49
09/20163,274.00842.001.58
09/20173,605.00872.001.64
Growth Rates7.116.617.68

Stock Ownership

Type Date(Q,M) No. Owners Shares Held (000s) % Own
Institutional03/31/18391523,37292.25




Report Date : 4/16/2018

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